23-03644 | 10/31/2024 | Claimant(s): April Schuster, Jennifer Smykowski, Marina Heine, Michael Hall, Patricia Labrosciano, Peter Smykowski, Roy Heine, Robert E. Prost & Rita R. Prost Trust Claimant Lawyers(s): Adam J. Gana, Jonathan Kurta Respondent(s): Wintrust Investments LLC Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Alden Sharp Adkins, John William Kenesey, Lisa M. Lilly Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
18-03632 | 03/11/2024 | Claimant(s): J. Spencer Dryden Trust, T. Inez Dryden Trust Claimant Lawyers(s): Charles Ferguson Respondent(s): Catherine Angle, Darlene Dye, Raymond James & Associates., Raymond James Financial Services., Marc Miller, Mark Rockower, Phyllis K. Dryden Living Trust Respondent Lawyers(s): Charles Ferguson, Michael S. Lamont, Peter S. Fruin, Phyllis Kay Dryden Arbitrator(s): Philip Aaron Tymon, Alden Sharp Adkins, Scott Dodson Hearing Site: San Francisco, CA
| | Dismissed by Rule 12504 |
22-00317 | 11/29/2023 | Claimant(s): Yimin Luo Claimant Lawyers(s): Mark Hostetter Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Bryce M. Cullinane Arbitrator(s): David M. Achterkirchen, Alden Sharp Adkins, Bruce J Highman Hearing Site: San Francisco, CA
| | $0 |
21-02729 | 02/28/2023 | Claimant(s): Michael Phillips Claimant Lawyers(s): Courtney M. Werning Respondent(s): Asia Pacific Financial Management Group Respondent Lawyers(s): Anne T. Freeland Arbitrator(s): Daniel M. Yamshon, Mary Margaret Bush, Alden Sharp Adkins Hearing Site: Honolulu, HI
| | $3,042,160 |
20-02029 | 12/09/2022 | Claimant(s): Shannon Zoller Claimant Lawyers(s): Linda D Friedman Respondent(s): Daniel Veatch, Jonathan Jameson, Reidan Cruz, Robert Hofeditz, GCA Advisors Respondent Lawyers(s): Diane M. Doolittle Arbitrator(s): David H. S. Commins, Alden Sharp Adkins, Thomas Arthur Cohen Hearing Site: San Francisco, CA
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21-02043 | 03/22/2022 | Claimant(s): David Amann Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Alden Sharp Adkins Hearing Site: San Francisco, CA
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19-02152 | 09/30/2021 | Claimant(s): David M. Bush and Lesly S. Bush Claimant Lawyers(s): Richard B. Fosher Respondent(s): Mid Atlantic Capital Corporation Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Alden Sharp Adkins, Gary Kostow, Robert James Favole Hearing Site: San Francisco, CA
| | $240,562 |
19-01670 | 03/03/2021 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin MacAvoy Respondent(s): Mildred Patubo Respondent Lawyers(s): Benjamin Winograd Arbitrator(s): Dennis Markham Smith, Alden Sharp Adkins, Eduardo Barocio Hearing Site: San Francisco, CA
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18-02429 | 11/11/2020 | Claimant(s): Pablo Marull Claimant Lawyers(s): Joshua B. Kons Respondent(s): Gloria Greco, Jennifer Krone, Merrill Lynch Pierce Fenner & Smith Inc., Roland Burgess, Wilfred Gallinek, William Thomas Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Arocles Aguilar, Alden Sharp Adkins, Page R Barnes Hearing Site: San Francisco, CA
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20-00911 | 11/10/2020 | Claimant(s): John Scambray Claimant Lawyers(s): Michelle Atlas Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Alden Sharp Adkins Hearing Site: San Francisco, CA
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