Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00317 | 11/29/2023 | Claimant(s): Yimin Luo Claimant Lawyers(s): Mark Hostetter Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Bryce M. Cullinane Arbitrator(s): David M. Achterkirchen, Alden Sharp Adkins, Bruce J Highman Hearing Site: San Francisco, CA |  | $0 |
| 15-00148 | 10/30/2017 | Claimant(s): James Wong, Justin Harris Claimant Lawyers(s): Jeffrey K. Riffer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rebecca L. Gerome Arbitrator(s): Anita Rae Shapiro, David Martin Achterkirchen, John Burritt McArthur Hearing Site: San Francisco, CA | ||
| 15-01067 | 10/04/2017 | Claimant(s): Hugh Cotter, Susan Coghlan Claimant Lawyers(s): Christopher P. Mader Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Ralph L. Jacobson, David Martin Achterkirchen, Robert Mallin Hirsch Hearing Site: San Francisco, CA | | Expungement |