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FINRA Awards for Rebecca L. Gerome

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0014810/30/2017Claimant(s): James Wong, Justin Harris
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rebecca L. Gerome
Arbitrator(s): Anita Rae Shapiro, David Martin Achterkirchen, John Burritt McArthur
Hearing Site: San Francisco, CA
16-0279307/19/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Rebecca L. Gerome
Respondent(s): Rex Ramsey
Respondent Lawyers(s): Christopher M. Carrillo
Arbitrator(s): Nancy J. Spieczny, Annette Gres Shepherd, Joseph L. Hagan
Hearing Site: Los Angeles, CA

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