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FINRA Awards for Michael S. Lamont

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0363203/11/2024Claimant(s): J. Spencer Dryden Trust, T. Inez Dryden Trust
Claimant Lawyers(s): Charles Ferguson
Respondent(s): Catherine Angle, Darlene Dye, Raymond James & Associates., Raymond James Financial Services., Marc Miller, Mark Rockower, Phyllis K. Dryden Living Trust
Respondent Lawyers(s): Charles Ferguson, Michael S. Lamont, Peter S. Fruin, Phyllis Kay Dryden
Arbitrator(s): Philip Aaron Tymon, Alden Sharp Adkins, Scott Dodson
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12504
19-0088110/15/2019Claimant(s): Jeremy Lott
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Michael S. Lamont
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Oklahoma City, OK
09-0355802/23/2010Claimant(s): Barbara Ballway, Lorraine Berner Family Trust
Claimant Lawyers(s): Terence R. Perkins
Respondent(s): George Meyerhoff, ING Financial Partners., Washington Square Securities.
Respondent Lawyers(s): George Henry Meyerhoff, Michael S. Lamont
Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Irwin Baron
Hearing Site: Orlando, FL
Checkmark IconDismissed by Rule 12206

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