24-01654 | 10/25/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Kris Galloway Respondent(s): Michael Magruder Respondent Lawyers(s): Michael E. Magruder Arbitrator(s): Langfred W. White Hearing Site: Orlando, FL
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24-00431 | 09/25/2024 | Claimant(s): Dax Seale Claimant Lawyers(s): George L. Guerra Respondent(s): Raymond James & Associates. Respondent Lawyers(s): Gianluca Morello Arbitrator(s): Chandler R. Bridges, Peter N. Thompson, Mary Kathleen Coleman Hearing Site: Dallas, TX
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23-00272 | 09/06/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Robert Franden Respondent Lawyers(s): Robert Franden Arbitrator(s): Nicole T. LeBoeuf, Christi Miller, Christopher John Rowland Hearing Site: Oklahoma City, OK
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18-03632 | 03/11/2024 | Claimant(s): J. Spencer Dryden Trust, T. Inez Dryden Trust Claimant Lawyers(s): Charles Ferguson Respondent(s): Catherine Angle, Darlene Dye, Raymond James & Associates., Raymond James Financial Services., Marc Miller, Mark Rockower, Phyllis K. Dryden Living Trust Respondent Lawyers(s): Charles Ferguson, Michael S. Lamont, Peter S. Fruin, Phyllis Kay Dryden Arbitrator(s): Philip Aaron Tymon, Alden Sharp Adkins, Scott Dodson Hearing Site: San Francisco, CA
| | Dismissed by Rule 12504 |
22-01974 | 03/04/2024 | Claimant(s): James Zahringer Claimant Lawyers(s): Matthew L. Jones Respondent(s): Raymond James & Associates. Respondent Lawyers(s): Jordan D. Maglich Arbitrator(s): Steven N. Ainbinder, Eugene D. Mirabello, Sidney Turner Hearing Site: Boca Raton, FL
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23-02491 | 02/26/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Todd Ratner Respondent(s): Katherine Tarbox Respondent Lawyers(s): Katherine Alexandra Tarbox Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
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23-01368 | 01/23/2024 | Claimant(s): William Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James & Associates., Legg Mason Wood Walker, R. H. York & Company. Respondent Lawyers(s): Laura Ruiz Rivera, Lawrence York, Rosemary Francavilla Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH
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20-04216 | 01/05/2024 | Claimant(s): Kent Bonvillain, Whitney Guidry Claimant Lawyers(s): Kevin Conway Respondent(s): Raymond James & Associates. Respondent Lawyers(s): George C. Freeman Arbitrator(s): Maryanne M. Esser, Chris W. Surprenant, William John Sommers Hearing Site: New Orleans, LA
| | $15,000 |
23-01573 | 11/27/2023 | Claimant(s): Joe Franklin Claimant Lawyers(s): Bryan Ward Respondent(s): LPL Financial LLC, Raymond James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN
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18-02934 | 11/01/2023 | Claimant(s): Ada Serena Cordova Armijos, Alvaro Campuzano Arteta, America Troya de Kennedy, Ana Constante, Ana Espin, Ana Garrido, Ana Meneses, Ana Narvaez Chacon, Ana Pallares, Ana Catalina Aylwin Eguiguren, Angel Basantes C., Angel Cevallas, Antonio Arregui Yarza, Carla Sandoval Vinelli, Carlos Helou Cevallos, Carlos Pinto, Carlos Recalde, Cecilia Marcial, Diego Calisto Albornoz, Diego Calisto Arteta, Diego Vasquez Davalos, Dominique Kennedy, Douglas Good, Edgar Ortega Carrion, Edison Garcia Gualpa, Eduardo Benitez, Eduardo Ledesma Mariscal, Edward Kennedy, Edwin Torres Mino, Elena Espinoza, Elsa Calvache Ulloa, Elsa Lalama Crespo, Elva Cervantes, Erika Calderon Medina, Erika Coba Vinelli, Estate of Washington Almeida Flores, Eugenio Arellano Fernandez, Eulalia Calderon Chiriboga, Fabian Montalvo Canelos, Fabian Yar, Fabiola Cadena Huertas, Fernando Bueno Martinez, Fernando Lucero, Francisco Correa Holguin, Francisco Lopez, Francisco Paez Puga, Gabriella Bobadilla, Germanico Davila Proano, Gilmer Viteri, Giorgio Peroni Marchina, Gladys Calvache Ulloa, Gladys Ochoa Egas, Gonzalo Carrera Segovia, Guadalupe Bernardina Ayala, Guillermo Rodriguez Miranda, Hector Darquea Moncayo, Hernan Calderon Segovia, Hernan Jaramillo Arias, Herrman Cevallos Silva, Hue Tran Tang, Hugo Araque, Hugo Bonilla Moyano, Ines Vela Barragan, Ines Villamar Espin, Irma Rubio Garcia, Jaime Toledo Romoleroux, James Esparza Cisneros, James Tran, Jose Cordova, Jose Ludena Granja, Jose Naranjo, Jose Pallares, Juan Vinelli Aguirre, Karen Sandoval, Karen Tran, Laura Luna Gaibor, Linda Andrade Zambrano, Lucia Tejada, Luis Castillo Vallejo, Luis Cordova Cevallos, Manuel del Solar, Marcia Calvache Ulloa, Marcia Sandoval Cerda, Maria Almeida Garcia, Maria Andrade Jarrin, Maria Arcos Darquea, Maria Armijos Torres, Maria Bueno Pallares, Maria Darquea, Maria Espin Tello, Maria Kennedy, Maria Lalama, Maria Moreno, Maria Pallares, Maria Perez, Maria Solar, Maria Vasquez, Martha Lopez Yanez, Miguel Fierro, Monica Almeida Garcia, Monica Duran Vaca, Monica Luna Gaibor, Monica Teran Burbano, Natalie Tapia Bermudez, Nora Calderon Chiriboga, Pablo Valencia Llerena, Paola Coba Vinelli, Paola Cortes Safadi, Patricio Campuzano, Paul Ortega Salazar, Paula Armijos, Paulina Villamar Espin, Ramiro Trujillo Grijalva, Rocio Ramon Banderas, Rodrigo Gandara, Rosa Arteta, Ruben Carrera Loza, Segundo Castillo, Silvino Mina, Soledad Vinelli, Sonia Vinelli Aguirre, Sylvia Albornoz Vorbeck, Tanya Valenzuela Endara, Tarquino Ludena Leon, Ute Wiecher Knaak, Vicariato Esmeraldas, Walter Medina Calderon, Xavier Meneses Espinosa, Xavier Pinto Vela, Cargi Business Corp., Conferencia Episcopal Ecuatoriana, Consejo Diocesanos Tulcan, Construction Management Solution., Founderz Group Limited, Kingvi Group, S.A., Magson Portfolio Corp., Megarmi Claimant Lawyers(s): Francisco A. Rodriguez Respondent(s): Raymond James & Associates., Raymond James Financial Services. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Steven Gerard Goerke, Isadora Velazquez-Rivas, Eric Mealus Hearing Site: Miami, FL
| | $0 |