| 23-00272 | 09/06/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Robert Franden
Respondent Lawyers(s): Robert Franden
Arbitrator(s): Nicole T. LeBoeuf, Christi Miller, Christopher John Rowland
Hearing Site: Oklahoma City, OK
| | |
| 21-02592 | 09/13/2023 | Claimant(s): Dawna Grant, Estate of Leatrice Joyce Grant, Leatrice Joyce Grant Living Trust
Claimant Lawyers(s): Bryan J. Nowlin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Kincade
Arbitrator(s): Nicole T. LeBoeuf, Felicia M. Hamilton, LaCynthia Hurst
Hearing Site: Oklahoma City, OK
|  | $0 |
| 22-01105 | 06/07/2023 | Claimant(s): Bryan Rigg
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jonathan W. Lanstein
Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | |
| 22-01992 | 02/15/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Valerie Holder
Respondent(s): Siria Pinkston
Respondent Lawyers(s): Siria Pylar Pinkston
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | |
| 19-03788 | 03/31/2022 | Claimant(s): De Mille RT DTD 1/26/93, De Mille TTEE
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Guy Harrigan, James Teegarden, Lion Street Financial, Triad Advisors LLC
Respondent Lawyers(s): James A. McGovern, Kathy M. Klock
Arbitrator(s): Nicole T. LeBoeuf, Phyllis Sandra Hill, Don G Miller
Hearing Site: Dallas, TX
| | Expungement |
| 19-02376 | 11/15/2021 | Claimant(s): Jim Fletcher
Claimant Lawyers(s): Joshua C. Spencer
Respondent(s): Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Nicole T. LeBoeuf, Staci Lynette Glenn, Penny R Robe
Hearing Site: Dallas, TX
| | $0 |
| 20-03219 | 04/23/2021 | Claimant(s): Benjamin Matheson
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): JCC Capital Markets
Respondent Lawyers(s): Mark Atchity
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | |
| 19-02519 | 02/17/2021 | Claimant(s): Teri Goettsche, Teri Goettsche IRA, The Gunter Trust
Claimant Lawyers(s): Richard Lewins
Respondent(s): Robert Messett
Respondent Lawyers(s): Jon M. Stanfield
Arbitrator(s): Nicole T. LeBoeuf, Robert L. Chisolm, Staci Lynette Glenn
Hearing Site: Dallas, TX
| | Expungement |
| 19-03636 | 06/08/2020 | Claimant(s): James Buto
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Keybanc Capital Markets Inc., UVEST Financial Services Group.
Respondent Lawyers(s): Jeffrey S. Dunlap, Sara Davis
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | |
| 19-01876 | 03/18/2020 | Claimant(s): Michael Kolacz
Claimant Lawyers(s): Nicholas Dale
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | |
