| 23-01420 | 02/27/2024 | Claimant(s): Matthew Langhorst, Rebecca Hallman
Claimant Lawyers(s): Bryon Romine
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller
Hearing Site: Dallas, TX
| | |
| 19-03788 | 03/31/2022 | Claimant(s): De Mille RT DTD 1/26/93, De Mille TTEE
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Guy Harrigan, James Teegarden, Lion Street Financial, Triad Advisors LLC
Respondent Lawyers(s): James A. McGovern, Kathy M. Klock
Arbitrator(s): Nicole T. LeBoeuf, Phyllis Sandra Hill, Don G Miller
Hearing Site: Dallas, TX
|  | Expungement |
| 19-02728 | 12/30/2021 | Claimant(s): David Farrell, Holly Farrell
Claimant Lawyers(s): Samuel Bonderoff
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Andrea U. Calve, Karen Roberts Washington, Don G Miller
Hearing Site: Dallas, TX
| | $0 |
| 18-04069 | 10/20/2020 | Claimant(s): Ronald W. Stone
Claimant Lawyers(s): Jason Albin
Respondent(s): Clifton Myers, Clifton Myers Financial Advisory.
Respondent Lawyers(s): Clifton Wayne Myers
Arbitrator(s): Mark L. Williams, Robert L. Chisolm, Don G Miller
Hearing Site: Dallas, TX
| | $455,525 |
| 17-03145 | 04/22/2019 | Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris
Hearing Site: Dallas, TX
| | $0 |
| 18-02004 | 03/20/2019 | Claimant(s): Robbie Slaughter
Claimant Lawyers(s): Frank Hill
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Tahesin Somji
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Mark L. Williams, Robert J. Gregory, Don G Miller
Hearing Site: Dallas, TX
| | Expungement |
| 17-01737 | 12/03/2018 | Claimant(s): Leslie Keng
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David Erb
Arbitrator(s): Louis J. Weber, Todd R. Gough, Don G Miller
Hearing Site: Dallas, TX
| | |
| 16-00715 | 06/22/2018 | Claimant(s): Alon Shaked, Elvira Corkidi, Jacobo Bender, Joel Bender, Lorraine Shaked, Raquel Bender, Salmon Abadi, Sara Bender, AC PR Investments LLC, Caribbean Retail Ventures., YY Children LLC, YY Family LLC, The Abadi Corkidi Family Trust, The Fideicomiso Jr Bender - 1, The Shaked Bender Children Trust, The Shaked Bender Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Wes Holston
Arbitrator(s): Ron Pekoe, Don G Miller, John B. Sochacki
Hearing Site: San Juan, PR
| | $4,286,450 |
| 17-00327 | 03/06/2018 | Claimant(s): Vicente Aguirre and Victor C. Vazquez
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Lydia Velez Santiago
Arbitrator(s): Paul Weinberg, Don G Miller, Donald Ervin Cope
Hearing Site: San Juan, PR
| | Stipulated Award |
| 12-00584 | 09/05/2013 | Claimant(s): The Odessa Firemen's Relief & Retiremen
Claimant Lawyers(s): Joe Wojciechowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter Fruin
Arbitrator(s): Harry J Saginaw, Don G Miller, Douglas Wade Carvell
Hearing Site: Dallas, TX
| | $399,566 |
