| 16-00715 | 06/22/2018 | Claimant(s): Alon Shaked, Elvira Corkidi, Jacobo Bender, Joel Bender, Lorraine Shaked, Raquel Bender, Salmon Abadi, Sara Bender, AC PR Investments LLC, Caribbean Retail Ventures., YY Children LLC, YY Family LLC, The Abadi Corkidi Family Trust, The Fideicomiso Jr Bender - 1, The Shaked Bender Children Trust, The Shaked Bender Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Wes Holston
Arbitrator(s): Ron Pekoe, Don G Miller, John B. Sochacki
Hearing Site: San Juan, PR
|  | $4,286,450 |
| 14-03513 | 07/15/2016 | Claimant(s): MDR Securities
Claimant Lawyers(s): Donald J. Hayden
Respondent(s): James Scullin, UBS Financial Services Inc., Stephen Sullivan
Respondent Lawyers(s): Tamara D. McKeown, Wes Holston
Arbitrator(s): Barth Satuloff, Will Murphy, Paul J. Burkhart
Hearing Site: Miami, FL
| | Expungement |
| 14-00657 | 09/11/2015 | Claimant(s): Said Mudafort Farah
Claimant Lawyers(s): Robert Pearce
Respondent(s): UBS Financial Services Inc Of P R
Respondent Lawyers(s): Wes Holston
Arbitrator(s): James W. Geiger, John D. Mattingly
Hearing Site: San Juan, PR
| | $600,250 |
| 10-02299 | 11/16/2011 | Claimant(s): Dramm.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Wes Holston
Arbitrator(s): Lewis J. Levey, Jeffrey R. Roth, John H. Claudy
Hearing Site: Miami, FL
| | Expungement |
| 08-02130 | 03/30/2009 | Claimant(s): Phazar Corp.
Claimant Lawyers(s): Robert L. Wright
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Wes Holston
Arbitrator(s): Maryanne M. Esser, Raul Antonio Canez, Robert E. Behrendt
Hearing Site: Dallas, TX
| | $0 |
| 06-04247 | 11/06/2007 | Claimant(s): Ethel Vidas, Ethel Vidas Trust Dtd 4/2/1997, Suc.Tr. of the Harry C. Vidas Trust
Claimant Lawyers(s): David P. Meyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Wes Holston
Arbitrator(s): W. Pat Conners, Philip C. Johnston, Robert H. Griffin
Hearing Site: Cincinnati, OH
| | $91,000 |
