| 10-02299 | 11/16/2011 | Claimant(s): Dramm.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Wes Holston
Arbitrator(s): Lewis J. Levey, Jeffrey R. Roth, John H. Claudy
Hearing Site: Miami, FL
|  | Expungement |
| 09-06216 | 02/25/2011 | Claimant(s): Whitney Corderi
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Thomas McCarvill, Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch, Thomas McCarvill
Arbitrator(s): Lewis J. Levey, Roy B. Gonas, Stephen Trigg Kuhn
Hearing Site: Miami, FL
| | $0 |
| 09-05108 | 09/29/2010 | Claimant(s): Wells Fargo Advisors, fka Wachovia
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Ivan Pulido
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Lewis J. Levey, Barth Satuloff, Neil J. Berman
Hearing Site: Miami, FL
| | |
| 07-03633 | 11/25/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): CRL Management
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Joseph L. Bernstein, Lewis J. Levey, Robert Charles Stamm
Hearing Site: Miami, FL
| | $0 |
