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FINRA Awards for Chicago Investment Group

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0410507/05/2019Claimant(s): Mary Jo Hayes
Claimant Lawyers(s): Howard Rosenburg
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Mary Jo Hayes, CCO
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
15-0051101/15/2016Claimant(s): Gregory Romanczuk
Claimant Lawyers(s): Gregory Romanczuk
Respondent(s): Joseph Baffoe, Richard Lynch, Chicago Investment Group
Respondent Lawyers(s): Joseph Martin Baffoe, Richard Paul Lynch, Richard Lynch, CEO
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
10-0264202/08/2012Claimant(s): John Buckmaster
Claimant Lawyers(s): James G. Marsh
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
09-0426106/09/2011Claimant(s): Chicago Investment Group, Llc
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Cinthia Collins
Respondent Lawyers(s): Cinthia Faye Collins
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
09-0621602/25/2011Claimant(s): Whitney Corderi
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Thomas McCarvill, Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch, Thomas McCarvill
Arbitrator(s): Lewis J. Levey, Roy B. Gonas, Stephen Trigg Kuhn
Hearing Site: Miami, FL
Checkmark Icon$0
09-0725612/01/2010Claimant(s): Phillip Semenick
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch
Arbitrator(s): Joseph J. Slotnik, Stanley Seidman, Harold S. Stern
Hearing Site: Boca Raton, FL
09-0227406/10/2010Claimant(s): Giorgio Castro
Claimant Lawyers(s): Jeremy Panzella
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Howard Rosenburg
Arbitrator(s): John S. McNulty, Bernard A. Friedman, Marianne C. Hussey
Hearing Site: New York, NY
Checkmark Icon$0
09-0256903/26/2010Claimant(s): Chicago Investment Group
Claimant Lawyers(s): Howard J. Rosenburg
Respondent(s): Joseph Galbo
Respondent Lawyers(s): Steven M. Selz
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
08-0243706/15/2009Claimant(s): Santanu Bhattacharya and Gargi Dasgupta
Claimant Lawyers(s): Kevin M. Shelley
Respondent(s): Mitesh Shere, Chicago Investment Group
Respondent Lawyers(s): Brian Neville, Howard Rosenburg
Arbitrator(s): Charles S. Guggenheimer, Arthur H. Sobel, Terrance J. Nolan
Hearing Site: New York, NY
Checkmark Icon$0
07-0347410/20/2008Claimant(s): Alan Lehman
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Howard Corum, Chicago Investment Group
Respondent Lawyers(s): Elizabeth Neugent Dixon
Arbitrator(s): Judith E. Gross, Clarence Smith, Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$155,000

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