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FINRA Awards for Marianne C. Hussey

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0227709/12/2013Claimant(s): Manuel Estrada
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Jean-Louis Bertholet
Respondent Lawyers(s): Jean Louis Bertholet
Arbitrator(s): Marianne C. Hussey
Hearing Site: New York, NY
Checkmark Icon$117,080
11-0366005/02/2013Claimant(s): Felicia Jones
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): James Schwantner, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Kenneth E. Meister, Susan P. MacFarlane
Arbitrator(s): Marianne C. Hussey
Hearing Site: New York, NY
Checkmark IconExpungement
09-0227406/10/2010Claimant(s): Giorgio Castro
Claimant Lawyers(s): Jeremy Panzella
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Howard Rosenburg
Arbitrator(s): John S. McNulty, Bernard A. Friedman, Marianne C. Hussey
Hearing Site: New York, NY
Checkmark Icon$0

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