| 20-03966 | 08/11/2022 | Claimant(s): Carol Howard
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Titan Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Robert M Stein, Elwood C. Avery, Stephany Adriene Watson
Hearing Site: Seattle, WA
|  | Expungement |
| 17-02103 | 01/02/2019 | Claimant(s): Eric Gasper, Stacy Gasper
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | Expungement |
| 16-03694 | 07/09/2018 | Claimant(s): Joan Cassidy, Robert Cassidy
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): The Investment Center.
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Guillermo L. Bosch, Mark E. Hollern, Allen M. Kerpan
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-00339 | 09/26/2013 | Claimant(s): Jill Ingerman
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-02277 | 09/12/2013 | Claimant(s): Manuel Estrada
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Jean-Louis Bertholet
Respondent Lawyers(s): Jean Louis Bertholet
Arbitrator(s): Marianne C. Hussey
Hearing Site: New York, NY
| | $117,080 |
| 11-01469 | 09/07/2012 | Claimant(s): William Sheka
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX
| | Expungement |
| 11-00605 | 07/03/2012 | Claimant(s): Alexander Schernecke
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Wells Fargo Advisors, Jamie Baraldi, UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano, Brian A. Carlis, Edward W. Larkin
Arbitrator(s): Sheldon Seligsohn, Jerry Schuchman, Frank P. Santangelo
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-04699 | 06/20/2012 | Claimant(s): Frank Umbriac
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Nipun J. Patel
Arbitrator(s): Diane Ciccone, Robert W. Ratti, David B. Harwi
Hearing Site: Philadelphia, PA
| | $50,000 |
| 10-04544 | 06/14/2012 | Claimant(s): Lewis Shupe
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julita Kargol
Arbitrator(s): Mark E. Hollern, Demetrio S. Timban, John E. Felch
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-00165 | 02/02/2012 | Claimant(s): Inokentiy Osadchyy
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Aleksandr Denisov, Naum Voloshin, Pinnacle Securities, L.P., San Francisco Securities.
Respondent Lawyers(s): Aleksandr Yurievich Denisov, Naum Voloshin
Arbitrator(s): Aubrey Lees, Robert S. Getman, Robert Francis Geary
Hearing Site: New York, NY
| | $224,620 |
