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FINRA Awards for Joan Cassidy

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0369407/09/2018Claimant(s): Joan Cassidy, Robert Cassidy
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): The Investment Center.
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Guillermo L. Bosch, Mark E. Hollern, Allen M. Kerpan
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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