| 21-01500 | 01/28/2022 | Claimant(s): James Charbonneau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
| | |
| 20-02582 | 02/24/2021 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Dean L. Scarpa, Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 19-02937 | 06/12/2020 | Claimant(s): Gerald Hanifan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Investment Center., USA Financial Securities Corporation
Respondent Lawyers(s): Douglas A. Wright, Joel T. Brusk
Arbitrator(s): Richard E. Miley
Hearing Site: Charlotte, NC
| | |
| 19-02124 | 02/07/2020 | Claimant(s): Marc Goldberg
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | |
| 19-00750 | 12/05/2019 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Jack Friedman, Marvin L. Schuldiner, Richard Morse
Hearing Site: Newark, NJ
| | |
| 16-03694 | 07/09/2018 | Claimant(s): Joan Cassidy, Robert Cassidy
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): The Investment Center.
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Guillermo L. Bosch, Mark E. Hollern, Allen M. Kerpan
Hearing Site: Philadelphia, PA
|  | Expungement |
| 17-02059 | 02/14/2018 | Claimant(s): Louis Tranquilli
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Fred S. Pieroni, Paul Allan Massaro
Hearing Site: Newark, NJ
| | |
| 17-01866 | 01/29/2018 | Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Richard R. Logsdon, Gerald Thomas Harper, Joseph Albert Sharpe
Hearing Site: Jacksonville, FL
| | |
| 14-00585 | 10/17/2014 | Claimant(s): The Investment Center.
Claimant Lawyers(s): Douglas A. Wright
Respondent(s): Michael Siegel
Respondent Lawyers(s): Michael Alan Siegel
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 11-02856 | 01/31/2013 | Claimant(s): Phillip Korff
Claimant Lawyers(s): Eliot Goldstein
Respondent(s): The Investment Center.
Respondent Lawyers(s): Joel M. Wertman
Arbitrator(s): Mona Koppel Mitnick, Christopher M. McMurray, David Paul Clark
Hearing Site: Washington, DC
| | $0 |
