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FINRA Awards for Dean L. Scarpa

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0258202/24/2021Claimant(s): Jeffrey Heinel
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Dean L. Scarpa, Gregory J. Spadea
Hearing Site: Philadelphia, PA
07-0097703/17/2009Claimant(s): James Martin, Estate of Barbara Martin
Claimant Lawyers(s): Neil W. Yahn
Respondent(s): Citigroup Global Markets., Ronald Wetzel
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Dean L. Scarpa, John L. Braxton, Allen M. Kerpan
Hearing Site: Philadelphia, PA
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