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FINRA Awards for Glenn J. Hansen

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0212402/07/2020Claimant(s): Marc Goldberg
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
17-0295306/06/2018Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE
16-0058010/14/2016Claimant(s): James Whalen
Claimant Lawyers(s): James R. Whelan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Glenn J. Hansen, Laura A. Kaster, Matthew James Malinowski
Hearing Site: Philadelphia, PA
10-0324407/16/2015Claimant(s): Michael Hirsch, Robyn Hirsch, Hirsch, LLP
Claimant Lawyers(s): Mark D. Schwartz
Respondent(s): Securities America., Marc Scudillo
Respondent Lawyers(s): Bruce M. Bettigole
Arbitrator(s): Elliot B. Platt, Edward Blumstein, Glenn J. Hansen
Hearing Site: Philadelphia, PA
Checkmark Icon$552,693
10-0544508/21/2014Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Gregory Dotter
Respondent Lawyers(s): Gregory Dotter
Arbitrator(s): Edward T. Borer, Jim Geiger, Bernard Herman, Glenn J. Hansen, Roger Frazier Cox, Mark H. Stein
Hearing Site: Philadelphia, PA
12-0018004/02/2014Claimant(s): Carole Shrager, Jay Shrager
Claimant Lawyers(s): Aaron M. Goldsmith
Respondent(s): Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Inc.
Respondent Lawyers(s): Ronald Moschetta
Arbitrator(s): Daniel J. McCarthy, Paul J. Greco, Glenn J. Hansen
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0470301/28/2014Claimant(s): Jane Katzen
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Frank Faverzani, Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark Icon$375
12-0307501/07/2014Claimant(s): Lachman Dass Gupta and Manjula Gupta
Claimant Lawyers(s): Lachhman Dass Gupta
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Gordon M. Wase, Wilbert H. Luck, Glenn J. Hansen
Hearing Site: Wilmington, DE
Checkmark Icon$0
09-0717003/10/2011Claimant(s): David McIntosh, Terri McIntosh
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Jerry Schuchman, E. William Pastor, Glenn J. Hansen
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0198105/05/2010Claimant(s): Robert Poochigian & Patricia Poochigian
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannaum
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren
Hearing Site: Philadelphia, PA
Checkmark Icon$15,000

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