Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03075 | 01/07/2014 | Claimant(s): Lachman Dass Gupta and Manjula Gupta Claimant Lawyers(s): Lachhman Dass Gupta Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Gordon M. Wase, Wilbert H. Luck, Glenn J. Hansen Hearing Site: Wilmington, DE |  | $0 |
| 09-04241 | 09/15/2010 | Claimant(s): Richard Brockway Claimant Lawyers(s): Christopher T. Vernon Respondent(s): Respondent Lawyers(s): Arbitrator(s): Wilbert H. Luck, Dennis R. Nolte, Robert S. Anderson Hearing Site: Orlando, FL | | Stipulated Award and Expungement |
| 09-04498 | 08/26/2010 | Claimant(s): James Knell, Patricia Knell, The James W. Knell Trust, The Pat Knell Trust Claimant Lawyers(s): W. Scott Greco Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Harper Fertig Arbitrator(s): Wilbert H. Luck, Jacalyn R. Murray, Stephan Paul Carrier Hearing Site: Baltimore, MD | | $0 |