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FINRA Awards for Lachhman Dass Gupta

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0307501/07/2014Claimant(s): Lachman Dass Gupta and Manjula Gupta
Claimant Lawyers(s): Lachhman Dass Gupta
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Gordon M. Wase, Wilbert H. Luck, Glenn J. Hansen
Hearing Site: Wilmington, DE
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