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FINRA Awards for Harper Fertig

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0449808/26/2010Claimant(s): James Knell, Patricia Knell, The James W. Knell Trust, The Pat Knell Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): Wilbert H. Luck, Jacalyn R. Murray, Stephan Paul Carrier
Hearing Site: Baltimore, MD
Checkmark Icon$0
09-0265811/20/2009Claimant(s): Ralph Ritter, Viola Ritter
Claimant Lawyers(s): Ralph H. Ritter
Respondent(s): Anita Oplotnik, Neil NcCall
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): Donald B. Clark
Hearing Site: Kansas City, MO
Checkmark Icon$213
09-0249810/15/2009Claimant(s): The Gulesserian Living Trust
Claimant Lawyers(s): Ryan Gulesserian
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): Laura Effel
Hearing Site: San Francisco, CA
Checkmark Icon$1,475
09-0181109/30/2009Claimant(s): Sarah Carter
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Fertig
Arbitrator(s): June White Dillard
Hearing Site: Washington, DC
Checkmark Icon$22,206

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