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FINRA Awards for Aaron M. Goldsmith

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0018004/02/2014Claimant(s): Carole Shrager, Jay Shrager
Claimant Lawyers(s): Aaron M. Goldsmith
Respondent(s): Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Inc.
Respondent Lawyers(s): Ronald Moschetta
Arbitrator(s): Daniel J. McCarthy, Paul J. Greco, Glenn J. Hansen
Hearing Site: Philadelphia, PA
Checkmark Icon$0
11-0458212/18/2013Claimant(s): Steven Oberdorfer
Claimant Lawyers(s): Aaron M. Goldsmith
Respondent(s): Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Inc., Todd And Company.
Respondent Lawyers(s): Compliance Officer, Ronald Moschetta
Arbitrator(s): John Daly, Amy Y. Moy, David John Reilly
Hearing Site: New York, NY
Checkmark Icon$100,000

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