Potomac Analytics' Logo

FINRA Awards for David McIntosh

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0117203/08/2024Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
09-0717003/10/2011Claimant(s): David McIntosh, Terri McIntosh
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Jerry Schuchman, E. William Pastor, Glenn J. Hansen
Hearing Site: Philadelphia, PA
Checkmark Icon$0

2 Results

Display: