| 23-02803 | 04/03/2024 | Claimant(s): Leslie Rosenblatt
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
| | |
| 22-02766 | 06/23/2023 | Claimant(s): Timothy Hightower
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Capital Investment Group., WFG Investments.
Respondent Lawyers(s): David Williams, Mickey B. Wright
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
| | |
| 21-00966 | 11/17/2021 | Claimant(s): Gary Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Damian Bell, International Assets Advisory, WFG Investments.
Respondent Lawyers(s): Alan M. Wolper, David Williams
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
|  | $0 |
| 18-02393 | 05/28/2021 | Claimant(s): Matthew Mooney, Williams Trading LLC
Claimant Lawyers(s): Matthew Brian Mooney
Respondent(s): David Williams, Michael Manaster
Respondent Lawyers(s): Ethan A. Brecher, Jeffrey H. Gray
Arbitrator(s): Wesley C. Wilson, John Kevin Williams, Richard James Igou
Hearing Site: Richmond, VA
| | |
| 19-02154 | 04/14/2020 | Claimant(s): Bryan Rigg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 16-03743 | 04/22/2019 | Claimant(s): Aileen Vidaud, Alexander Travieso, Amanda Fly, Barbara Edge, Dana Cooper, Donnella Tyler, Edward Fly, James Reynolds, Leila Reynolds, Lina Gibbs, Lynn Gibbs, Michael Edge, Patricia McDaniel, Robert Cooper, Robert Tyler, Shirley Jones, Trent McDaniel, William Vidaud, Estate of J. Michelle Edge, Aileen Vidaud IRA, et al
Claimant Lawyers(s): David W. Miller
Respondent(s): David Williams, Wilson Williams
Respondent Lawyers(s): Dena L. Mathis
Arbitrator(s): Bertrand C. Moser, Stephen James Cavanaugh, Camille Morris Tankersley
Hearing Site: Houston, TX
| | $358,387 |
| 18-00468 | 12/17/2018 | Claimant(s): David Skutnik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): David Williams
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Omaha, NE
| | |
| 17-02530 | 03/09/2018 | Claimant(s): Michael Karapetian
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Peabody.
Respondent Lawyers(s): David Williams
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | |
| 13-01429 | 06/25/2014 | Claimant(s): Arnold & Selda Massion Revocable Living
Claimant Lawyers(s): Selda Massion
Respondent(s): David Williams, Morgan Peabody.
Respondent Lawyers(s): David Allen Williams, David Williams
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | $15,317 |
