| 22-02478 | 07/11/2023 | Claimant(s): Michael Vetere
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): Andrea D. Snowden
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
| | |
| 19-00880 | 02/04/2020 | Claimant(s): Carl Rogers
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Ameritas Investment Corp., Equity Services.
Respondent Lawyers(s): Andrea D. Snowden, Derek C. Anderson
Arbitrator(s): Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
| | |
| 18-03193 | 04/25/2019 | Claimant(s): Junfeng Song
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Independent Financial Group., Ameritas Investment Corp.
Respondent Lawyers(s): Andrea Snowden, Edward Zusman
Arbitrator(s): Steven Irving Platt
Hearing Site: Baltimore, MD
|  | Expungement |
| 18-00468 | 12/17/2018 | Claimant(s): David Skutnik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): David Williams
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Omaha, NE
| | |
| 18-00607 | 10/17/2018 | Claimant(s): Dennis Dachtler
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): David M. Williams
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
| | |
| 17-02071 | 06/18/2018 | Claimant(s): Daniel Gallagher, Theresa Gallagher
Claimant Lawyers(s): David Neuman
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): Jamie B. Palfai
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | Dismissed by Rule 12206 |
| 14-03241 | 07/14/2015 | Claimant(s): Samuel Lam
Claimant Lawyers(s): Mark Maddox
Respondent(s): Robert Gianchiglia, Ameritas Investment Corp., Investors Capital Corp.
Respondent Lawyers(s): Gara M. Seagraves, James A. McGovern
Arbitrator(s): James F. Carlson, Angela R. Murphy, Martin A. Duncan
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |
| 12-03116 | 11/06/2013 | Claimant(s): Denise Hill
Claimant Lawyers(s): Gail E Boliver
Respondent(s): James Roberts, Ameritas Investment Corp.
Respondent Lawyers(s): David M. Williams, James Roberts
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Des Moines, IA
| | $37,200 |
| 11-01424 | 07/12/2013 | Claimant(s): Mary Anne Barreiro
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Anthony Vlahiotis, George Carathimas, Ameritas Investment Corp.
Respondent Lawyers(s): David Wakukawa, Louis H. Castoria, Richard Sacks
Arbitrator(s): Richard L. Rubin, Nick G. Tarlson, George King
Hearing Site: San Francisco, CA
| | Expungement |
| 12-03860 | 07/10/2013 | Claimant(s): Patricia Williams
Claimant Lawyers(s): Patricia Carol Williams
Respondent(s): Abdus Sikder, Alice Lau, Maria Sherffius, Michael Weckenbrock, Wendell Hutsell, Ameritas Investment Corp.
Respondent Lawyers(s): Abdus Salam Sikder, David M. Williams
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | |
