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FINRA Awards for David M. Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0060710/17/2018Claimant(s): Dennis Dachtler
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): David M. Williams
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
12-0311611/06/2013Claimant(s): Denise Hill
Claimant Lawyers(s): Gail E Boliver
Respondent(s): James Roberts, Ameritas Investment Corp.
Respondent Lawyers(s): David M. Williams, James Roberts
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Des Moines, IA
Checkmark Icon$37,200
12-0386007/10/2013Claimant(s): Patricia Williams
Claimant Lawyers(s): Patricia Carol Williams
Respondent(s): Abdus Sikder, Alice Lau, Maria Sherffius, Michael Weckenbrock, Wendell Hutsell, Ameritas Investment Corp.
Respondent Lawyers(s): Abdus Salam Sikder, David M. Williams
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
06-0499301/15/2009Claimant(s): Maureen Madonna, Raymond Madonna
Claimant Lawyers(s): Marc A. Schifanelli
Respondent(s): Diana McKinney, Ameritas Investment Corp.
Respondent Lawyers(s): David M. Williams, Diana McKinney
Arbitrator(s): Sandra Lee Dolan, Jane F. Moore, John Joseph Hentschel, CRE, MAI, FRICS
Hearing Site: Baltimore, MD
Checkmark IconSettlement

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