| 12-03860 | 07/10/2013 | Claimant(s): Patricia Williams
Claimant Lawyers(s): Patricia Carol Williams
Respondent(s): Abdus Sikder, Alice Lau, Maria Sherffius, Michael Weckenbrock, Wendell Hutsell, Ameritas Investment Corp.
Respondent Lawyers(s): Abdus Salam Sikder, David M. Williams
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | |
| 12-02509 | 06/20/2013 | Claimant(s): Richard Shepherd
Claimant Lawyers(s): J. A. Kiernander
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
|  | $0 |
| 11-02828 | 02/19/2013 | Claimant(s): CCM Securities
Claimant Lawyers(s): Kate Beswick
Respondent(s): William Hanson
Respondent Lawyers(s): William Bernard Hanson
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | |
| 10-03684 | 08/02/2011 | Claimant(s): Jeanette Kridel, Jeanette Loree Kridel Trust
Claimant Lawyers(s): William J. Kridel
Respondent(s): Citigroup Global Markets., Stephen Endlar, William Dodge
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | $0 |
| 09-06896 | 05/24/2010 | Claimant(s): Edward Gudelinis
Claimant Lawyers(s): Edward M. Gudelinis
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Robert J. Eide
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | |
| 08-04436 | 09/23/2009 | Claimant(s): Ann Lerner
Claimant Lawyers(s): Ann Lerner
Respondent(s): Bear Stearns & Company.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Allan E. Johnson, Barbara Sullivan-Parry, Edward A. Markward
Hearing Site: New York, NY
| | $0 |
