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FINRA Awards for William Dodge

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0368408/02/2011Claimant(s): Jeanette Kridel, Jeanette Loree Kridel Trust
Claimant Lawyers(s): William J. Kridel
Respondent(s): Citigroup Global Markets., Stephen Endlar, William Dodge
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
Checkmark Icon$0
07-0048903/27/2008Claimant(s): Patricia Pearson
Claimant Lawyers(s): Patricia Ann Pearson
Respondent(s): Barbara Ahern, Citigroup Global Markets., Michael Passeroff, William Dodge
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
Checkmark Icon$18,000

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