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FINRA Awards for Martin A. Duncan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0227008/24/2016Claimant(s): Douglas McConnell
Claimant Lawyers(s): Jerome F. Crotty
Respondent(s): McClendon, Morrison & Partners.
Respondent Lawyers(s): Patrick J. Keating
Arbitrator(s): Frank Samuelsohn, Jonathan B. Gilbert, Martin A. Duncan
Hearing Site: Chicago, IL
14-0324107/14/2015Claimant(s): Samuel Lam
Claimant Lawyers(s): Mark Maddox
Respondent(s): Robert Gianchiglia, Ameritas Investment Corp., Investors Capital Corp.
Respondent Lawyers(s): Gara M. Seagraves, James A. McGovern
Arbitrator(s): James F. Carlson, Angela R. Murphy, Martin A. Duncan
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206
09-0566811/10/2010Claimant(s): Jane C. Love IRAA
Claimant Lawyers(s): Meghan McAllister
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Beau Cox
Arbitrator(s): Michael L. Weissman, Sondra Sellars, Martin A. Duncan
Hearing Site: Chicago, IL
Checkmark Icon$1

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