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FINRA Awards for Michael L. Weissman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0038303/06/2019Claimant(s): Marc Horner
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy
Hearing Site: Chicago, IL
15-0122909/19/2016Claimant(s): Dudley Brown
Claimant Lawyers(s): J. Patrick Fitzsimmons
Respondent(s): Blaylock Beal Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Peter Ordower, Michael Nathanson, Michael L. Weissman
Hearing Site: Chicago, IL
09-0566811/10/2010Claimant(s): Jane C. Love IRAA
Claimant Lawyers(s): Meghan McAllister
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Beau Cox
Arbitrator(s): Michael L. Weissman, Sondra Sellars, Martin A. Duncan
Hearing Site: Chicago, IL
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09-0381207/06/2010Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Chad Henry, David Koch
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Michael L. Weissman, Jeffrey S. Fannon, Samuel Olutola Akeju
Hearing Site: Chicago, IL

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