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FINRA Awards for Marc Horner

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0038303/06/2019Claimant(s): Marc Horner
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy
Hearing Site: Chicago, IL

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