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FINRA Awards for Wendell White Clancy

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0038303/06/2019Claimant(s): Marc Horner
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Mark L Miller, Michael L. Weissman, Wendell White Clancy
Hearing Site: Chicago, IL
10-0465309/02/2011Claimant(s): Christian Malm, Erick Malm, Heidi Malm, Niel Malm, Signe Belden
Claimant Lawyers(s): Daniel S. Hefter
Respondent(s): Charles Schwab & Co.., Reita Malm
Respondent Lawyers(s): John D. Clark, Sean B. Meehan
Arbitrator(s): Michael S. Jordan, Wendell White Clancy, Thomas Michael Genovese
Hearing Site: Chicago, IL
Checkmark Icon$236,600

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