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FINRA Awards for Townsend & Kent.

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0080908/16/2024Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
23-0121611/20/2023Claimant(s): James Cipriotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
21-0303906/02/2023Claimant(s): Benjamin Zimbel
Claimant Lawyers(s): Alan D. Rose
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
22-0004401/03/2023Claimant(s): Kathleen Mucciolo, Mario Mucciolo, Estate of Katherine Mucciolo
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Alfreida B. Kenny, Mitchell Regenbogen, Charlane Brown
Hearing Site: New York, NY
Checkmark IconExpungement
17-0295306/06/2018Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE
13-0052406/09/2014Claimant(s): Nurettin Sabuncu, Nory Construction Company.
Claimant Lawyers(s): Paul L. Leclair
Respondent(s): John Bleier, Richard Curtis, Thomas Bonadio, 1717 Capital Management Company, Hornor, Townsend & Kent.
Respondent Lawyers(s): David Rothenberg, Margaret F. Swetman, Natalie T. Furniss
Arbitrator(s): Karin A. Schlosser, Krista Gottlieb, Michael George Whelan
Hearing Site: Buffalo, NY
Checkmark Icon$0
07-0306410/04/2010Claimant(s): Lynn Monteverde, Monteverde Investments
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): James N. D'Orso, Fred D. Butler, Richard Conlon Lehrmann
Hearing Site: Reno, NV
Checkmark Icon$163,250
08-0117904/29/2010Claimant(s): J. Holbrook., James B. Willard TTEE of Beverly Hudson
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Peter M Brabbee, Alexandra M. Linden, William Michael Samsel
Hearing Site: Reno, NV
Checkmark Icon$83,000
08-0046203/31/2010Claimant(s): Robin Visocsky
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): Sandra K. Hummel, Sherry L. Robinson, John R. Loss
Hearing Site: Kansas City, MO
Checkmark Icon$385,650
08-0233003/24/2010Claimant(s): Douglas Laychak, FloraAnn Milann, Helena Loewen, Jill Sendor-Laychak, Jonathan Sendor, Virginia Sendor, William Kitching
Claimant Lawyers(s): William R. Fishman
Respondent(s): Barry Amsler, Hornor, Townsend & Kent., Penn Mutual Life Insurance Company
Respondent Lawyers(s): Barry L. Amsler, George D. Fagan
Arbitrator(s): Edward F. Altman, Michael J. Norton, Avery B. Goodman
Hearing Site: Denver, CO
Checkmark Icon$641,700

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