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FINRA Awards for Fred D. Butler

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0306410/04/2010Claimant(s): Lynn Monteverde, Monteverde Investments
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): James N. D'Orso, Fred D. Butler, Richard Conlon Lehrmann
Hearing Site: Reno, NV
Checkmark Icon$163,250
07-0256704/24/2009Claimant(s): Jerri Curry
Claimant Lawyers(s): Jerri Curry
Respondent(s): Graham Rogney, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): Alexander L. Mazour, Fred D. Butler, Hadden Wing Roth
Hearing Site: San Francisco, CA
Checkmark Icon$0

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