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FINRA Awards for Hadden Wing Roth

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0509510/11/2011Claimant(s): Eugene Wakai
Claimant Lawyers(s): Eugene S. Wakai
Respondent(s): Audrey Kuwabara, Michael Ning
Respondent Lawyers(s): Audrey Mari Kuwabara, Michael Cheng Ning
Arbitrator(s): Hadden Wing Roth
Hearing Site: Honolulu, HI
07-0256704/24/2009Claimant(s): Jerri Curry
Claimant Lawyers(s): Jerri Curry
Respondent(s): Graham Rogney, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): Alexander L. Mazour, Fred D. Butler, Hadden Wing Roth
Hearing Site: San Francisco, CA
Checkmark Icon$0
06-0172205/09/2008Claimant(s): Mary Sherwood
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Terri Coster Boesch, M. Scott Donahey, Hadden Wing Roth
Hearing Site: San Francisco, CA
Checkmark Icon$0

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