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FINRA Awards for Alexander L. Mazour

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0114208/03/2010Claimant(s): Denise Sullivan
Claimant Lawyers(s): Port Parker
Respondent(s): Matthew DiGiacomo, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Alexander L. Mazour, Harry B. Endsley, John Patrick Kelly
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0305506/18/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Joseph Ortega
Respondent Lawyers(s): Joseph Carlo Ortega
Arbitrator(s): Alexander L. Mazour
Hearing Site: San Francisco, CA
07-0256704/24/2009Claimant(s): Jerri Curry
Claimant Lawyers(s): Jerri Curry
Respondent(s): Graham Rogney, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): Alexander L. Mazour, Fred D. Butler, Hadden Wing Roth
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0134907/25/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Judy Louie
Respondent(s): Paul Hitchcock
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Alexander L. Mazour, Paul A. D. Evans, Terri Coster Boesch
Hearing Site: San Francisco, CA

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