| 11-00222 | 08/16/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Gary Brown
Respondent Lawyers(s): Gary J. Brown
Arbitrator(s): Harry B. Endsley
Hearing Site: San Francisco, CA
| | |
| 09-00268 | 02/03/2011 | Claimant(s): Avis Nakama, Barbara Porter, Kazuko Tietz, Laureen Branch, Marjorie Parker, Melvin Aoki, Piikoi Kawananakoa, Blur Industries., Branch Holdings., Just Black, Lum Borthers, Avis Y. Nakama Trust, Barbara Porter Revocable Trust, Melvin R. Aoki Revocable Living Trust
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Clifford Popper, Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation, Travis Branch, William Betta
Respondent Lawyers(s): Brian J. Ellis, Clifford Alan Popper, H Thomas Fehn, Kevin G. Fitzgerald, Michael R. Weissman, Tracy L. Gerber, Travis Anthony Branch
Arbitrator(s): Harry B. Endsley, Harriette L. Holt, Richard Bruce Dole
Hearing Site: Honolulu, HI
|  | Expungement |
| 09-01072 | 12/02/2010 | Claimant(s): John Zarich
Claimant Lawyers(s): James Collins
Respondent(s): Merriman Curhan Ford & Co.
Respondent Lawyers(s): Michael Quinn
Arbitrator(s): Robert G. Miller, Harry B. Endsley, Amy Seltzer
Hearing Site: San Francisco, CA
| | $29,500 |
| 09-01142 | 08/03/2010 | Claimant(s): Denise Sullivan
Claimant Lawyers(s): Port Parker
Respondent(s): Matthew DiGiacomo, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Alexander L. Mazour, Harry B. Endsley, John Patrick Kelly
Hearing Site: San Francisco, CA
| | $0 |
