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FINRA Awards for John Patrick Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0439502/03/2012Claimant(s): Peter Reddy
Claimant Lawyers(s): Esther Kim
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): John Patrick Kelly
Hearing Site: San Francisco, CA
Checkmark Icon$12,133
09-0114208/03/2010Claimant(s): Denise Sullivan
Claimant Lawyers(s): Port Parker
Respondent(s): Matthew DiGiacomo, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Alexander L. Mazour, Harry B. Endsley, John Patrick Kelly
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0390312/15/2009Claimant(s): William L. Price (IRA R/O)
Claimant Lawyers(s): William L. Price
Respondent(s): Wachovia Securities, Robert Krebs
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John Patrick Kelly
Hearing Site: San Francisco, CA
Checkmark Icon$213

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