Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
10-04395 | 02/03/2012 | Claimant(s): Peter Reddy Claimant Lawyers(s): Esther Kim Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Arbitrator(s): John Patrick Kelly Hearing Site: San Francisco, CA | $12,133 | |
09-01142 | 08/03/2010 | Claimant(s): Denise Sullivan Claimant Lawyers(s): Port Parker Respondent(s): Matthew DiGiacomo, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Alexander L. Mazour, Harry B. Endsley, John Patrick Kelly Hearing Site: San Francisco, CA | $0 | |
09-03903 | 12/15/2009 | Claimant(s): William L. Price (IRA R/O) Claimant Lawyers(s): William L. Price Respondent(s): Wachovia Securities, Robert Krebs Respondent Lawyers(s): Judy Louie Arbitrator(s): John Patrick Kelly Hearing Site: San Francisco, CA | $213 |