| 22-01558 | 06/20/2023 | Claimant(s): Amy Seltzer, David Neumann, James Ellis
Claimant Lawyers(s): Todd Ratner
Respondent(s): Anthony Bambocci, Brandienne Tarbert, Christopher Tarbert
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Peter Glasser, Gregory Hunter Mathews, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
| | Expungement |
| 14-01724 | 04/26/2016 | Claimant(s): Evelyn Johnson, Feliciano Dizon, Frank DiGrande, Harriett Eubanks, Marina Bautista, Trilby DiGrande
Claimant Lawyers(s): Andrew H. Schwartz, Frank F. Sommers
Respondent(s): Brent Wolf, Royal Alliance Associates., Kathleen Tarr, Richard McCollam
Respondent Lawyers(s): Paul W. Thomas, Scott L. Metzger, Theodore J. Sawicki
Arbitrator(s): Joseph H. Sturdivant, Amy Seltzer, Jeffrey M. Allen
Hearing Site: San Francisco, CA
|  | $91,908 |
| 09-03573 | 11/18/2014 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Derek Delsimone, Robert Burpee
Respondent Lawyers(s): Jacqueline deSouza
Arbitrator(s): Michelle Judy Brant, Amy Seltzer, E. Duane Stephens
Hearing Site: San Francisco, CA
| | |
| 12-03956 | 06/23/2014 | Claimant(s): Gloria Vignolo, Raymond L. Vignolo & Gloria J. Vignolo T
Claimant Lawyers(s): Gloria Vignolo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Amy Seltzer, William J. Petzel, Christopher J. Hadsell
Hearing Site: San Francisco, CA
| | $0 |
| 12-00441 | 02/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Michael Hawkes
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Reed H. Bement, Jarrott T. Miller, Amy Seltzer
Hearing Site: San Francisco, CA
| | |
| 11-00494 | 05/29/2012 | Claimant(s): Barnard Lewis Family Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Chase Investment Services Corp., WAMU Investments.
Respondent Lawyers(s): Erika Imre Schindler, Joseph S. Simms
Arbitrator(s): Herbert Liberman, Amy Seltzer, Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | Expungement |
| 09-04961 | 02/22/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Zurn
Respondent Lawyers(s): Jeffrey L. Malek
Arbitrator(s): Alvin L. Fishman, Amy Seltzer, Carol Ann Jensen
Hearing Site: San Francisco, CA
| | |
| 09-01072 | 12/02/2010 | Claimant(s): John Zarich
Claimant Lawyers(s): James Collins
Respondent(s): Merriman Curhan Ford & Co.
Respondent Lawyers(s): Michael Quinn
Arbitrator(s): Robert G. Miller, Harry B. Endsley, Amy Seltzer
Hearing Site: San Francisco, CA
| | $29,500 |
| 10-00452 | 11/16/2010 | Claimant(s): Thomas Sparks
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Amy Seltzer
Hearing Site: Jackson, MS
| | $425 |
| 09-03249 | 12/21/2009 | Claimant(s): Felton A. Ferrini Living Trust
Claimant Lawyers(s): Roger B. Frederickson
Respondent(s): Harry Fischer, RBC Capital Markets LLC
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Amy Seltzer
Hearing Site: San Francisco, CA
| | Expungement |
