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FINRA Awards for Roger B. Frederickson

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0324912/21/2009Claimant(s): Felton A. Ferrini Living Trust
Claimant Lawyers(s): Roger B. Frederickson
Respondent(s): Harry Fischer, RBC Capital Markets LLC
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Amy Seltzer
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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