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FINRA Awards for Jeffrey L. Malek

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0095306/11/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Randall Krenzin, William Zurn
Respondent Lawyers(s): Jeffrey L. Malek
Arbitrator(s): Carlos Richard Mangum, Thomas C. McNally, William Michael Samsel
Hearing Site: San Francisco, CA
09-0496102/22/2012Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Zurn
Respondent Lawyers(s): Jeffrey L. Malek
Arbitrator(s): Alvin L. Fishman, Amy Seltzer, Carol Ann Jensen
Hearing Site: San Francisco, CA

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