Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02225 | 07/30/2018 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Ean Lambert Respondent Lawyers(s): Laurie Anton Arbitrator(s): Robert J. Buchner Hearing Site: Boca Raton, FL | ||
| 16-00949 | 07/11/2017 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Valery Gurin Respondent Lawyers(s): Valery Vitalievich Gurin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | ||
| 14-00644 | 12/22/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Scott Mills Respondent Lawyers(s): Scott M. Garelick Arbitrator(s): Philip I. McConnell, Richard C. Corse, G. Maynard Green Hearing Site: Dallas, TX | ||
| 12-00953 | 06/11/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Randall Krenzin, William Zurn Respondent Lawyers(s): Jeffrey L. Malek Arbitrator(s): Carlos Richard Mangum, Thomas C. McNally, William Michael Samsel Hearing Site: San Francisco, CA | ||
| 10-05100 | 05/10/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Joselito Balintona Respondent Lawyers(s): Joselito Balintona Arbitrator(s): John P. Mazzitelli Hearing Site: Minneapolis, MN | ||
| 12-00299 | 02/08/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Fernando Castillo Respondent Lawyers(s): Fernando Castillo Arbitrator(s): Oren L. Connaway Hearing Site: Houston, TX | ||
| 11-03217 | 08/17/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Michael Pompei Respondent Lawyers(s): Michael Albert Pompei Arbitrator(s): John F. Burns Hearing Site: Detroit, MI | ||
| 10-05101 | 12/22/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Edward Lawrence Respondent Lawyers(s): Edward Lawrence Arbitrator(s): J. Maxwell Williams Hearing Site: Houston, TX | ||
| 10-05102 | 11/15/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Robert David Respondent Lawyers(s): Robert M. David Arbitrator(s): John A. Davis Hearing Site: Houston, TX | ||
| 10-05099 | 11/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Si Lee Respondent Lawyers(s): Si Ball Lee Arbitrator(s): J. Maxwell Williams Hearing Site: Houston, TX |