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FINRA Awards for John A. Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0510211/15/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Robert David
Respondent Lawyers(s): Robert M. David
Arbitrator(s): John A. Davis
Hearing Site: Houston, TX
10-0188105/24/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Stephen Long
Respondent Lawyers(s): Stephen C. Long
Arbitrator(s): John A. Davis
Hearing Site: Houston, TX

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