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FINRA Awards for Edward G. Winsman

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0153012/09/2020Claimant(s): RONALD RADNER
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Edward Jones
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
13-0270903/03/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Douglas Smith
Respondent Lawyers(s): Gregory D. Ellis
Arbitrator(s): Gene E. Carasick, Harry G. Mason, Brian Walsh Devlin
Hearing Site: Atlanta, GA
12-0269212/20/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Seth Goldberg
Respondent Lawyers(s): Mark Chester
Arbitrator(s): Bruce R. Heurlin
Hearing Site: Phoenix, AZ
12-0191211/30/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Mark Stull
Respondent Lawyers(s): Mark A. Stull
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Washington, DC
11-0193905/24/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Christopher Lee
Respondent Lawyers(s): Christopher Jung Lee
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
11-0122010/13/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Aaron MacNear
Respondent Lawyers(s): Aaron Roland MacNear
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
10-0188105/24/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Stephen Long
Respondent Lawyers(s): Stephen C. Long
Arbitrator(s): John A. Davis
Hearing Site: Houston, TX
10-0491104/18/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Daniel Crotta
Respondent Lawyers(s): Daniel William Crotta
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
09-0554308/05/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Brent Haag
Respondent Lawyers(s): Brent Haag
Arbitrator(s): Raymond Wade Henney
Hearing Site: Detroit, MI

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