Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02692 | 12/20/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Edward G. Winsman Respondent(s): Seth Goldberg Respondent Lawyers(s): Mark Chester Arbitrator(s): Bruce R. Heurlin Hearing Site: Phoenix, AZ | ||
| 12-01045 | 06/19/2013 | Claimant(s): Dake Investments Claimant Lawyers(s): Joe Wojciechowski Respondent(s): Charles Funke, Gregory Sernett, James Mason, Mark Sorensen, Michael Maughan, Sharon Weinle, Insphere Securities. Respondent Lawyers(s): Daniel A. Hetzel Arbitrator(s): Robert S. McConnell, Bruce R. Heurlin, Walter Steven Schwartz Hearing Site: Phoenix, AZ |  | Expungement |
| 11-00269 | 02/02/2012 | Claimant(s): Alan Begun, Rhonda Begun Claimant Lawyers(s): David Liebrader Respondent(s): Armen Karapetyan, Basis Financial Respondent Lawyers(s): Richard E. Brodsky Arbitrator(s): Bruce R. Heurlin Hearing Site: Las Vegas, NV | | $62,034 |