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FINRA Awards for Gregory D. Ellis

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0270903/03/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Douglas Smith
Respondent Lawyers(s): Gregory D. Ellis
Arbitrator(s): Gene E. Carasick, Harry G. Mason, Brian Walsh Devlin
Hearing Site: Atlanta, GA

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