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FINRA Awards for Gene E. Carasick

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0270903/03/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Douglas Smith
Respondent Lawyers(s): Gregory D. Ellis
Arbitrator(s): Gene E. Carasick, Harry G. Mason, Brian Walsh Devlin
Hearing Site: Atlanta, GA
11-0466112/05/2013Claimant(s): Jason Aldridge
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Barry Dekreek, Wells Fargo Advisors, James Foley
Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett, Stephen D. Councill
Arbitrator(s): Gene E. Carasick, Deborah A. Jackson, Joel Richard Beck
Hearing Site: Atlanta, GA
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