| 19-00961 | 07/12/2021 | Claimant(s): Carolyn Long
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Peter Schiff, A.G.P. / Alliance Global Partners
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Michael S. Yauch, Wayne Irwin Fagan, Esther Treneer
Hearing Site: Houston, TX
|  | Expungement |
| 11-04661 | 12/05/2013 | Claimant(s): Jason Aldridge
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Barry Dekreek, Wells Fargo Advisors, James Foley
Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett, Stephen D. Councill
Arbitrator(s): Gene E. Carasick, Deborah A. Jackson, Joel Richard Beck
Hearing Site: Atlanta, GA
| | Expungement |
| 10-02680 | 12/20/2010 | Claimant(s): Elizabeth Stana
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Invesco Aim Distributors.
Respondent Lawyers(s): Robert P. Riordan
Arbitrator(s): Ralph S. Paden, William Mase Moxley, Floyd W. McRae
Hearing Site: Atlanta, GA
| | |
| 09-02820 | 04/09/2010 | Claimant(s): Connie Lee
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Charles M. Dalziel
Arbitrator(s): Robert W. Kneeland
Hearing Site: Atlanta, GA
| | $53,133 |
| 07-01845 | 12/02/2008 | Claimant(s): Tranquilino Ventura
Claimant Lawyers(s): Frank M. Wilson
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Edward Jones, Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale, Jason R. Doss
Arbitrator(s):
Hearing Site: Birmingham, AL
| | $4,120 |
