| 21-00479 | 11/10/2021 | Claimant(s): Sarah J. Basler and Donald Basler, TTEE
Claimant Lawyers(s): David B. Vermont
Respondent(s): Gerald Mars, Hemant Kathuria, Peter Schiff, William Mcbean, A.G.P. / Alliance Global Partners, Euro Pacific Capital.
Respondent Lawyers(s): Kurt T. Kalberer
Arbitrator(s): Stuart K. Furman, Kenneth R. Starr, Harvey R. Linder
Hearing Site: Columbia, SC
|  | Expungement |
| 19-00961 | 07/12/2021 | Claimant(s): Carolyn Long
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Peter Schiff, A.G.P. / Alliance Global Partners
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Michael S. Yauch, Wayne Irwin Fagan, Esther Treneer
Hearing Site: Houston, TX
| | Expungement |
| 20-02411 | 05/25/2021 | Claimant(s): Peter Schiff
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 16-02859 | 07/26/2019 | Claimant(s): Christopher Engen, Kimberly Engen, NFS/FMTC IRA FBO Christopher W. Engen, NFS/FMTC IRA FBO Kimberly Engen, Bypass Trust "B" of the Restatement of, Christopher W. and Kimberly Family Trust, Survivor's Trust "A" of the Restatement
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Alphonse Calicchio, Hemant Kathuria, Peter Schiff, Robert Decker, William Mcbean, Euro Pacific Capital.
Respondent Lawyers(s): David Wechsler, Hemant Kathuria, Peter David Schiff, Peter Chema, Robert Henry Decker, William Gordon Mcbean
Arbitrator(s): Milton N. Gross, Carole Helfert Aragon, Frank Cronin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-04620 | 04/22/2010 | Claimant(s): Peter Schiff, Euro Pacific Capital.
Claimant Lawyers(s): Debra L. Fischer
Respondent(s): Charles Hanlon
Respondent Lawyers(s): Charles Patrick Hanlon
Arbitrator(s): Mario H. Metzger, Glen W. Hanne, Christopher William Shaw
Hearing Site: Los Angeles, CA
| | |
