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FINRA Awards for Robert Decker

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0254506/08/2020Claimant(s): Pouya Lavian, Robert Decker, Scott Pedvis
Claimant Lawyers(s): Read McCaffrey
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edward M. Yennock
Arbitrator(s): Noel B. Berman, Nino Armienti, Steven Skulnik
Hearing Site: New York, NY
16-0285907/26/2019Claimant(s): Christopher Engen, Kimberly Engen, NFS/FMTC IRA FBO Christopher W. Engen, NFS/FMTC IRA FBO Kimberly Engen, Bypass Trust "B" of the Restatement of, Christopher W. and Kimberly Family Trust, Survivor's Trust "A" of the Restatement
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Alphonse Calicchio, Hemant Kathuria, Peter Schiff, Robert Decker, William Mcbean, Euro Pacific Capital.
Respondent Lawyers(s): David Wechsler, Hemant Kathuria, Peter David Schiff, Peter Chema, Robert Henry Decker, William Gordon Mcbean
Arbitrator(s): Milton N. Gross, Carole Helfert Aragon, Frank Cronin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0002608/16/2013Claimant(s): Om Kalra
Claimant Lawyers(s): Om Parkash Kalra
Respondent(s): Hemant Kathuria, Euro Pacific Capital.
Respondent Lawyers(s): Robert Decker
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
Checkmark Icon$0
08-0061503/19/2008Claimant(s): Tranqulino Ventura, Hartford Fire Insurance Co..
Claimant Lawyers(s): Richard E. Smith, Robert R. Hembree
Respondent(s): Robert Decker
Respondent Lawyers(s): Jason R. Ross
Arbitrator(s): Joy L. Aldridge, Ronald Griffith Wilkins
Hearing Site: Birmingham, AL
Expungement

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