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FINRA Awards for Robert R. Hembree

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0180312/02/2008Claimant(s): Tranquilino Ventura, Hartford Fire Insurance Co.., Hartford Fire obo P. Dutton, Conservator
Claimant Lawyers(s): Richard E. Smith, Robert R. Hembree
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven P. Gregory, Joy L. Aldridge, Ronald Griffith Wilkins
Hearing Site: Birmingham, AL
Checkmark IconExpungement
08-0061503/19/2008Claimant(s): Tranqulino Ventura, Hartford Fire Insurance Co..
Claimant Lawyers(s): Richard E. Smith, Robert R. Hembree
Respondent(s): Robert Decker
Respondent Lawyers(s): Jason R. Ross
Arbitrator(s): Joy L. Aldridge, Ronald Griffith Wilkins
Hearing Site: Birmingham, AL
Expungement

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