| 16-02859 | 07/26/2019 | Claimant(s): Christopher Engen, Kimberly Engen, NFS/FMTC IRA FBO Christopher W. Engen, NFS/FMTC IRA FBO Kimberly Engen, Bypass Trust "B" of the Restatement of, Christopher W. and Kimberly Family Trust, Survivor's Trust "A" of the Restatement
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Alphonse Calicchio, Hemant Kathuria, Peter Schiff, Robert Decker, William Mcbean, Euro Pacific Capital.
Respondent Lawyers(s): David Wechsler, Hemant Kathuria, Peter David Schiff, Peter Chema, Robert Henry Decker, William Gordon Mcbean
Arbitrator(s): Milton N. Gross, Carole Helfert Aragon, Frank Cronin
Hearing Site: Los Angeles, CA
|  | Expungement |
| 16-03509 | 12/08/2017 | Claimant(s): Alexander Conteh
Claimant Lawyers(s): Jeffrey K. Compton
Respondent(s): Cole Capital Corporation
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): George L. Tindall, Carole Helfert Aragon, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
| | |
| 13-01522 | 09/10/2014 | Claimant(s): Sandra Liebhaber
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): June McLaughlin, Richard J. Stall, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-04167 | 06/19/2014 | Claimant(s): Bruce Wasserman, Bruce D. Wasserman OMD., Bruce D. Wasserman IRA
Claimant Lawyers(s): Laurie J. Butler
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Tom Barnett
Arbitrator(s): Robert C. Albini, Terry Lynn Chambless, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
| | $0 |
